Pipeline supports the U.S. Governments initiative to fight the funding of terrorism and money laundering activities. Federal law requires financial institutions to verify and record information that identifies each entity that becomes a subscriber with Pipeline Trading Systems LLC.

We are required to establish a Customer Identification Program and we wish to advise you of the nature of the program.

What types of documents and/or information are required?

A corporation, partnership, trust, an investment company, hedge fund or other legal entity may need to provide information, such as its principal place of business, local office, and federal employer identification number. If circumstances warrant, we may request certified articles of incorporation, government-issued business licenses, partnership agreements, trust agreements or subscription agreements. Hedge funds may be asked for a prospectus, offering document or other documentation describing the fund or its principles.

U.S. Department of the Treasury, Securities and Exchange Commission and FINRA rules already require that most of this information be provided when becoming a subscriber with our firm.